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Posted: Saturday, February 3, 2018 10:39 AM

Kforce has a client seeking a Trading Operations - 4 in Jersey City, New Jersey (NJ).Primary Responsibilities/Essential Functions:
* Asset Services support in a custody environment, all components of corporate action processing and reconciliation
* Complete cash/stock record reconciliations, ensuring timely and appropriate resolution
* Products include US equities and fixed income securities
* Decision-Making Responsibility: Must interpret corporate action notices and determine client's response
* Must ensure all regulatory requirements are understood and met
* Performs according to prescribed procedures
* Management of risk
* Each employee must ensure compliance, operational risk controls in accordance with client's or regulatory standards and policies; and optimize relations with regulators by addressing any issues
* Provide support and guidance to all internal tax related areas with respect to tax related queries
* Each employee must promote an environment that supports diversity and reflects the client's brand
* Observation of Internal Controls: Each employee must maintain internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators
* Any failures to comply with the above should be reflected in year end performance assessments
* Each employee must understand, follow and demonstrate compliance with all relevant internal and external rules, regulations and procedures that apply to the conduct of the business in which the jobholder is involved, specifically Internal Controls and any Compliance policy including, inter alia, the Group Compliance policy
* Minimum of 5 years experience in processing corporate actions
* Requires previous custody processing experience
* Knowledge of US markets, Fixed income and Equity products
* Requires extensive market knowledge of US corporate action events (Voluntary and Mandatory), including voluntary events such as tenders, merger elections, conversions, rights and warrants subscriptions, and tenders and consents
* Strong understanding of processing on DTCC's platform
* Working knowledge of processing ADR events
* Knowledge of ISO Swift messaging Act as liaison with internal/external business partners
* Must have strong overall knowledge of Domestic markets, with emphasis on Equity products
* Each employee must be aware of the Operational Risk scenario associated with the role and acts in a manner that takes account of operational risk considerations
* Computer literacy, knowledge of Excel and Word, detailed oriented, good problem solver, should have good communication skills
* Independent decision-making abilities while engaging Management at all times
Kforce is an Equal Opportunity/Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, pregnancy, sexual orientation, gender identity, national origin, age, protected veteran status, or disability status.*Compensation Type:*Hours
Associated topics: associate director, chief financial officer, finance director, financial director, general operational manager, manage, president, president finance, senior director, supply


• Location: New Jersey

• Post ID: 157996707 nynj is an interactive computer service that enables access by multiple users and should not be treated as the publisher or speaker of any information provided by another information content provider. © 2018